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Regulation

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Rule Filings

Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File No.
Date
Description
There are no currently pending rule filings.

Approved and Immediately Effective Rule Changes

File No.
Date
Description
SR-IEX-2016-01
2016-07-12
Proposed rule filing related to collection of exchange fees and other claims and billing policy.